According to … David Cheop has been appointed the chief administrative officer of the Manitoba Financial Services Agency (MFSA) and chairman and CEO of the Manitoba Securities Commission (MSC), Finance Minister Scott Fielding announced Friday. Before joining ASIC he was the CEO of AXE ECN Pty Limited. Securities and Exchange Commission Nigeria. We Provide Data. Sam Bouji, chairman and CEO of Global RESP has been accused by the Ontario Securities Commission of directing Global RESP to buy $30 Million of notes of a small bank in London, Ontario called Pacific and Western Bank of Canada and personally earning $2-million in finder’s fees and commissions for the deal. Join to Connect Securities and Exchange Commission. Tim Lui was appointed the Chairman of the Securities and Futures Commission (SFC) by the HKSAR Chief Executive, effective 20 October 2018. The federal securities laws require clear, concise and understandable disclosure about compensation paid to CEOs, CFOs and certain other high-ranking executive officers of public companies. Ashley Alder Chief Executive Officer Securities and Futures Commission Ashley Alder took over as CEO of the SFC in October 2011, just as Hong Kong was emerging from the effects of the global financial crisis. Prior to becoming SEC Chairman, she was CEO of the Financial Industry Regulatory Authority (FINRA) — the largest non-governmental regulator for all securities firms doing business with the U.S. public. Currently, he is also Chairman of the Board of the International Organization of Securities Commissions (IOSCO) and sits on the Financial Stability Board's Plenary and its Steering Committee. He succeeds Don Murray, who had headed the MSC since 1997, and retired on Nov. 30. It was established through an Act of Parliament, the S ecurities Act no. Rob Mangat), 44, of Surrey, B.C., was arrested on August 5, 2017, following an investigation by the British Columbia Securities Commission's Criminal Investigations Branch. Mergers, acquisitions, equity, debt, derivative securities registration Director of Finance & Investment Products Securities & Exchange Commission ... Chief Executive Officer at Newgen Holdings Limited Zambia. It was established through an Act of Parliament, the S ecurities Act no. The Ontario Securities Commission (OSC) said on Tuesday its chair and chief executive officer, Maureen Jensen, would step down, effective April 15. 54 % Neutral. Chairman Schapiro joined the organization in 1996 as President of NASD Regulation, and was named Vice Chairman in 2002. Experience. 2018-24. Email, Current appointment expires on 30 Sep 2023, We use cookies to improve the website performance and user experience. Website of the Securities and Exchange Commission of Zimbabwe (SECZ). Mr Alder has been Chief Executive Officer of the Securities and Futures Commission since 1 October 2011. Rev. View Alban Dhladhla Chirume’s profile on LinkedIn, the world’s largest professional community. Press Statement by SEC CEO on MAMCo Possession on 3rd March 2020. 7.8K likes. Maintain close communication with the China Securities Regulatory Commission and other Mainland authorities to facilitate cross-boundary cooperation, and coordinate communication and cooperation between the SFC and Mainland regulatory authorities; and; Support initiatives led by the HKSAR Government on Mainland-Hong Kong financial cooperation. Several types of documents that a company files with the SEC include information about the company's executive compensation policies and practices. Japan's Daiwa Securities Group Inc plans to open its joint venture securities underwriting business in China in February, capitalizing on increased foreign … Ephyro Luis B. Amatong was appointed commissioner of the Securities and Exchange Commission (SEC) by President Benigno S. Aquino III on April 23, 2014 and took his oath of office on May 13, 2014.Before joining the SEC, Mr. Amatong was an Assistant Secretary of the Department of Finance (DOF) where he had an active role in a number of privatization projects, … Personal Assistant to CEO at Securities and Exchange Commission Zambia 254 connections. Securities and Exchange Commission - Zambia Apr 2012 - Feb 2015 2 years 11 months. “It has been an honour to serve Ontario investors and market participants,” said Chair Jensen. TORONTO, June 14, 2018 /CNW/ - The Commission issued its Reasons and Decision and an Order pursuant to Subsections 127(1) and 127(10) of the Securities Act in the above noted matter.. A copy of the Reasons and Decision and the Order dated June 13, 2018 are available at